← Platform Services

Operational Burden Eliminated

Services & Support

Scope of services and support provided to PMs and allocators by SMA Capital

Portfolio Manager
SMA Capital — Full Operating Platform
Investing
Trading
Operations
Investor Relations
Technology
Legal & Compliance
Administration
Research
Portfolio Construction
Risk Management
OMS / PMS
Execution
Administrator & Prime Broker File Integrations
CSA & Soft-Dollar Administration
Pre & Post Trade Compliance
Executing Broker KYC
Trade Clearing
Position Reconciliation
IBOR
Prime Broker Documentation
Prime Broker KYC
Marketing
Presentations
Communications
Attribution Reports
Data Requests
Infrastructure
Integration of Systems — PMS, Risk, Operations
Communications Archiving & Surveillance
Cyber Assessment of External Providers
Cyber Insurance
IMA Negotiation
Regulatory Filings
Policy Documents
Personal Trading Oversight
Errors & Omissions Insurance
Directors & Officers Insurance
ERISA Policies & Bond
Operational Due Diligence
Office Space
Payroll
Benefits
Human Resources

Specific systems, service providers, and control frameworks are shared during the diligence process.