What the Platform Covers

Six pillars.
One integrated platform.

Trading Workflow & Oversight

Pre-trade guardrails, outsourced trading, broker connectivity, OMS integration, post-trade review, and operational support built to meet institutional standards.

Operational Burden Eliminated

Services & Support

Scope of services and support provided to PMs and allocators by SMA Capital

Portfolio Manager
SMA Capital — Full Operating Platform
Investing
Trading
Operations
Investor Relations
Technology
Legal & Compliance
Administration
Research
Portfolio Construction
Risk Management
OMS / PMS
Execution
Administrator & Prime Broker File Integrations
CSA & Soft-Dollar Administration
Pre & Post Trade Compliance
Executing Broker KYC
Trade Clearing
Position Reconciliation
IBOR
Prime Broker Documentation
Prime Broker KYC
Marketing
Presentations
Communications
Attribution Reports
Data Requests
Infrastructure
Integration of Systems — PMS, Risk, Operations
Communications Archiving & Surveillance
Cyber Assessment of External Providers
Cyber Insurance
IMA Negotiation
Regulatory Filings
Policy Documents
Personal Trading Oversight
Errors & Omissions Insurance
Directors & Officers Insurance
ERISA Policies & Bond
Operational Due Diligence
Office Space
Payroll
Benefits
Human Resources

Specific systems, service providers, and control frameworks are shared during the diligence process.

Discuss the Opportunity

Next Steps

If you are an experienced portfolio manager evaluating a managed account platform, we can share diligence materials and discuss operating model fit, launch timing, and expectations.

Discuss Platform Fit